-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AwTNI+nCfTEdoYqbTvskW/Zy+XJt01v5DNz4lQFmlV7PDPiMVKrkD7oO2k6wQzP6 prvgyJqYCJEHCi2aThwH/g== 0001193125-05-024771.txt : 20050210 0001193125-05-024771.hdr.sgml : 20050210 20050210135529 ACCESSION NUMBER: 0001193125-05-024771 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050210 DATE AS OF CHANGE: 20050210 GROUP MEMBERS: PEHONG CHEN & ADELE W. CHI TRUSTEES THE CHEN FAMILY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADVISION INC CENTRAL INDEX KEY: 0000920448 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943184303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49117 FILM NUMBER: 05592110 BUSINESS ADDRESS: STREET 1: 585 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6502615100 MAIL ADDRESS: STREET 1: 585 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHEN PEHONG CENTRAL INDEX KEY: 0001032250 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 4159343700 MAIL ADDRESS: STREET 1: 333 DISTEL CIRCLE CITY: LOS ALTOS STATE: CA ZIP: 94022 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 6)*

 

 

 

BroadVision Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

 

111412 10 2


                                (CUSIP Number)                                

 

December 31, 2004


(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

SEC 1745 (3-98)


CUSIP No. 111412 10 2   13G   Page 2 of 6 Pages

 

  1  

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY)

 

            Pehong Chen

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  

(b)  

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  5    SOLE VOTING POWER

 

                7,215,773*


  6    SHARED VOTING POWER

 

                0


  7    SOLE DISPOSITIVE POWER

 

                7,215,773*


  8    SHARED DISPOSITIVE POWER

 

                0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            7,215,773*

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            20.6%

   
12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            IN

   

 

* Includes 5,874,985 shares held by Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93 and 1,340,788 shares issuable upon exercise of options within 60 days of December 31, 2004.

 

Page 2 of 6 pages


CUSIP No. 111412 10 2   13G   Page 3 of 6 Pages

 

  1  

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY)

 

            Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  

(b)  

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            California

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

 

  5    SOLE VOTING POWER

 

                5,874,985


  6    SHARED VOTING POWER

 

                0


  7    SOLE DISPOSITIVE POWER

 

                5,874,985


  8    SHARED DISPOSITIVE POWER

 

                0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            5,874,985

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            17.4%

   
12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            OO

   

 

 

Page 3 of 6 pages


Item 1.

 

(a)

  

Name of Issuer

 

BroadVision Inc.

   

(b)

  

Address of Issuer’s Principal Executive Offices

 

585 Broadway

Redwood City, CA 94063

Item 2.

 

(a)

  

Name of Person Filing

 

Pehong Chen

 

Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93 (the “Trust”)

   

(b)

  

Address of Principal Business Office or, if none, Residence

 

585 Broadway

Redwood City, CA 94063

   

(c)

  

Citizenship

 

Pehong Chen

Trust

    

USA

California

   

(d)

  

Title of Class of Securities

 

Common Stock

   

(e)

  

CUSIP Number

 

111412 10 2

Item 3.

 

If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable

 

Page 4 of 6 pages


Item 4.

 

Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

    (a)    Amount Beneficially Owned:
        

Pehong Chen

Trust

  

7,215,773*

5,874,985

    (b)    Percent of Class:     
        

Pehong Chen

Trust

  

20.6%

17.4%

    (c)    Number of shares as to which such person has:
         (i)    Sole power to vote or to direct the vote:
             

Pehong Chen

Trust

  

7,215,773*

5,874,985

         (ii)    Shared power to vote or to direct the vote:
             

Pehong Chen

Trust

  

0

0

         (iii)    Sole power to dispose or to direct the disposition of:
             

Pehong Chen

Trust

  

7,215,773*

5,874,985

         (iv)    Shared power to dispose or to direct the disposition of:
             

Pehong Chen

Trust

  

0

0

*  Includes 5,874,985 shares held by Pehong Chen & Adele W. Chi Trustees The Chen Family Trust dated 1/15/93 and 1,340,788 shares issuable upon exercise of options within 60 days of December 31, 2004.

Item 5.

 

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

Item 6.

 

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable

Item 7.

 

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not Applicable

Item 8.

 

Identification and Classification of Members of the Group

 

Not Applicable

Item 9.

 

Notice of Dissolution of a Group

 

Not Applicable

Item 10.

 

Certification

 

Not Applicable

 

Page 5 of 6 pages


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 9, 2005


Date

/s/ Pehong Chen


Signature

Pehong Chen


Individually and as Trustee of The Chen Family Trust dated 1/15/93

 

Page 6 of 6 pages

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